A Broker or Investment Surety Bond is required for those applying to the Corporation registration or renewal of registration as an investment advisor or broker pursuant to the. The bond is conditioned upon the discharge of all obligations as an investment advisor registered under the Securities Act. The surety bond also guarantees that the bonded principal accounts for all client funds and securities handled, performs all business contracts, and satisfies any civil penalties as provided in the Securities Act.

Business Service Bond (Protects Your Customers from Theft) Information

A Business Service Bond is a type of surety bond that protects your customers from acts of theft, larceny or fraud committed by you or your employees. The bonded coverage is provided while you and/or your employees are working on behalf of your customers, and the bond provides your customers with peace of mind.

A Business Service Bond is not the correct bond for a license or permit.  If you are a business owner looking for a bond to protect against your employees stealing from your business as opposed to stealing from your customers, you should explore a theft bond.

Business Service Surety Bonds are commonly purchased to show professional credibility by businesses engaged in the following activities:

Global Bonds is able to offer a minimum Business Service Bonds and a no maximum  on contract for commercial purposes. For larger transactions and companies, contact us for a quote. Our fast and easy process will get you started immediately.